Disclosures

Sherman Wealth Management LLC (“Sherman Wealth”) is a Registered Investment Advisor (“RIA”), located in the State of Maryland. Sherman Wealth provides asset management and related services for clients nationally. Sherman Wealth will maintain all applicable registration and licenses as required by the various states in which Sherman Wealth conducts business, as applicable. Sherman Wealth renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about Sherman Wealth. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. Sherman Wealth does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

Sherman Wealth will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us {add hyperlink} to request a copy.

If you have any questions regarding Compliance and Regulatory information, please Contact Us

Email Disclosures

Sherman Wealth often communicates with its clients and prospective clients through email and other electronic means. Your privacy and security are very important to us. Sherman Wealth makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Sherman Wealth private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: Sherman Wealth does not accept trading or money movement instructions via email.

As a registered investment advisor, Sherman Wealth emails are subject to inspection by the Chief Compliance Officer (“CCO”) of Sherman Wealth and the securities regulators.

If you have received an email from Sherman Wealth in error, we ask that you contact the sender and destroy the the email and its contents.

For a copy of the Sherman Wealth Privacy Policy, please click here.

If you have any questions regarding our email policies, please Contact Us.

Social Websites

Sherman Wealth may utilize third-party websites that include social media websites, blogs and other interactive content. Sherman Wealth considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Sherman Wealth may retain a copy of information that Sherman Wealth or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Sherman Wealth or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Sherman Wealth’s advisory persons after entering into an advisory agreement and provided Sherman Wealth with all requested information about your background.
If you have any questions regarding our social media policies, please Contact Us.

Blog Disclosures

Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital.

The views expressed in this blog post are as of the date of the posting, and are subject to change based on market and other conditions. This blog contains certain statements that may be deemed forward-looking statements. Please note that any such statements are not guarantees of any future performance and actual results or developments may differ materially from those projected.

Please note that nothing in this blog post should be construed as an offer to sell or the solicitation of an offer to purchase an interest in any security or separate account. Nothing is intended to be, and you should not consider anything to be, investment, accounting, tax or legal advice. If you would like investment, accounting, tax or legal advice, you should consult with your own financial advisors, accountants, or attorneys regarding your individual circumstances and needs. No advice may be rendered by Sherman Wealth unless a client service agreement is in place. If you have any questions regarding this Blog Post, please Contact Us.  

Magazine Disclosures

Sherman Wealth Management LLC is a registered investment advisor. Advisory services are only offered to clients or prospective clients where Sherman Wealth and its representatives are properly licensed or exempt from licensure. Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Sherman Wealth is engaged, or continues to be engaged, to provide investment advisory services. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. For additional information regarding awards and rankings, please visit our website at https://shermanwealth.com/.

Awards Criteria

Bethesda Magazine Top Financial Professionals — 2022

In summer 2022, Bethesda Magazine sent a survey to hundreds of financial professionals in Montgomery County and Upper Northwest D.C. asking, “If you had a close friend or relative who needed financial planning advice, and you could not handle the case yourself, to whom would you refer them?” The 2022 list represents those who earned the greatest number of endorsements from their peers. Individuals were not allowed to nominate themselves. Bethesda Magazine fact-checked all nominees before notifying them that they were going to be listed in the November/December 2022 issue. There is no fee to be named one of Bethesda Magazine’s Top Financial Professionals.

Washingtonian Magazine: DC’s Best Financial Advisers — 2024, 2022, 2020

The Washingtonian surveys hundreds of area financial professionals during the preceding 4-6 months prior to publishing the award. The 2024 award was published in January 2024. The 2022 award was published in March 2022. The 2020 award was published in December 2020.

Fee-only advisers include certified financial planners who do not accept commissions or referral fees. To arrive at the names of the area’s 201 top financial advisers—the fee-only financial planners, fee-based advisers, estate attorneys, tax accountants, and insurance advisers marked with a “best adviser” tag—the Washingtonian distributed surveys to hundreds of people who work in the local financial industry, asking them whom they would trust with their own money. Washingtonian also did their own research, consulting industry experts and publications. The “best adviser” names on this list are the people who received the strongest recommendations.

Investopedia 100 Top Financial Advisor Awards — Summer 2020, 2021, 2022, 2023

Investopedia’s data science and editorial teams identify the top 100 independent financial advisors who demonstrate the most significant influence across digital publishing and social platforms, and who share insights that contribute to critical conversations about financial education and investing. The annual Investopedia 100 list honors financial advisors who have demonstrated top-of-the-industry skills in the following areas: Reach: Defined as digital presence across their own websites, social media, and other media platforms such as video and podcasts. Community support: Measured through peer nominations by industry professionals outside of their own firms. Commitment to financial literacy: Measured by the advisor’s participation in workshops, programs, nonprofits or collaboration with others in the community to spread financial education to those who need it most, as well as the creation of accessible content. Applications are checked for accuracy and quality, and final scores are tabulated according to weights designated for each of the criteria above by our data science team. Investopedia receives no compensation from placing advisors on our list, nor does an advisor’s appearance on our list constitute an individual endorsement by Investopedia of such advisor. The list is published each July.

Website Disclosures 

Washingtonian Magazine (Washingtonian) currently grants its Washington, DC’s Best Financial Advisers: Fee-Only Financial Planners designation based upon other participating investment advisors responses to the following question about their peers: Whom would you trust with your own money? The specific question that Washingtonian promulgates in this respect may vary from year-to-year. Washingtonian also indicates that before granting the award/designation, it: conducted its own research and consulted industry publications; and that the professionals listed received the strongest recommendations from all sources. The Washingtonian does not receive compensation from Advisors, participating firms and their affiliates, or the media in exchange for rankings. However, Sherman Wealth has paid fees to Washingtonian in order to be highlighted with profile pages in the Washingtonian magazine. Rankings and recognition from the Washingtonian are no guarantee of future investment success and do not ensure that a current or prospective client will experience a higher level of performance results and such rankings should not be construed as an endorsement of the advisor. For more information, go to https://www.washingtonian.com.

Investopedia’s methodology focuses on awarding financial advisors who have demonstrated a top-of-the-industry ability to reach the largest and most diverse financial and investing audience. That reach is measured by the impact and quality of the advisor’s published work, public appearances, online following, and commitment to financial literacy across diverse communities. Peer-to-peer nominations are also used to determine the advisor’s influence and reach. Investopedia does not receive compensation from Advisors, participating firms and their affiliates, or the media in exchange for rankings. Rankings and recognition from Investopedia are no guarantee of future investment success and do not ensure that a current or prospective client will experience a higher level of performance results and such rankings should not be construed as an endorsement of the advisor. For more information, go to https://www.investopedia.com/